Duncan Campbell, financial regulation senior associate, and Oliver Palmer, financial regulation managing associate at Linklaters, explain how firms can be equipped to assess their...
Related topic: Consumer Duty
Andrew Gething, managing director at MorganAsh, says that while identifying vulnerable clients is an onerous requirement of Consumer Duty, just as important is what an adviser should...
Health insurers and pension providers are receiving the poorest reviews from customers.
But 42% believe that Consumer Duty will have a positive impact on the quality and range of products and services available
Due diligence software Analyser, from financial consultancy the lang cat, has been updated to give advisers better functionality to meet their Consumer Duty obligations.
AI-based regulatory tech firm Model Office has launched a new Consumer Duty-focused board report which it says will help firms meet the requirement to deliver their first annual report...
Phil Lewis, head of risk and compliance at Source Insurance, explores how firms can ensure they are meeting the FCA's expectations while preparing the first Consumer Duty board...
The ‘closed book’ phase of the Duty comes into force at the end of July.
The partnership comes as the FCA continues its review of how firms approach and treat customers in vulnerable circumstances.
The tool aims to help advisers fulfil the consumer understanding outcome of the FCA’s Consumer Duty.
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