Directors were able to fraudulently change details about the firm's public entry on the FCA’s interim permission register.
Related topic: Savings & Investments
The pair defrauded at least 65 investors out of £1,541,799.
Around one in seven have consulted or plan to consult a financial adviser over potential changes in the Budget.
851 potential homebuyers were fined over £5,000.
The service helps a range of organisations meet individual objectives.
The regulator says it has taken longer than expected for some firms to make the required changes.
The consortium formed private limited company Bidco for the purposes of the acquisition.
The e-book covers how the new regime will impact advisory firms, particularly in terms of new investment labels, their meaning, and the expectations placed on advisers.
One in five investors are considering using an adviser for the first time.
Since the H2B ISA was introduced in 2015, the average house price has increased by 38%, yet the limit has never increased.
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